GlobalSar fund range Q2 2016 update

In today’s stringent regulatory environment, successfully navigating the ever-changing landscape of compliance obligations is a daunting task imposed on previously monotonous corners of the market. Along with Dodd-Frank came increased requirements for investing in municipal securities as ratings alone are no longer sufficient for evaluating creditworthiness. Rather, banks and other fiduciaries must formulate their own risk assessment process for the securities they hold demonstrating that their due diligence is a function of the security’s credit quality, the complexity of the structure, and the size of the investment.

Roche is a global pioneer in personalize healthcare. An organization where “innovation is in their DNA,” and this is especially true among their Financial Shared Service Centers. Join Dominic Racine, Manager, General Accounting, Roche Diagnostics as he describes their journey from manual, excel-based processes, to an automated approach for reconciliations and journal entry.

The New York State Department of Financial Services has issued new cybersecurity requirements for financial services companies – defined to include New York-chartered banks, Department of Financial Services-authorized branches of out-of-country foreign banks, and New York-licensed insurance companies and insurance agencies. Compliance with some requirements is required by August 28, 2017. Is your company prepared to comply? This session with attorney Chrys Lemon will help you understand and comply with New York’s new cybersecurity requirements. Under the regulations, covered entities will have to conduct a cybersecurity risk assessment, develop and implement a cybersecurity program, adopt other cybersecurity practices, and ensure third-party service providers have adequate cybersecurity programs in place.

Intended to protect consumers, promote innovation, and make European payments services safer, complying with the Revised Payment Service Directive (PSD2) and Open Banking requirements can be both challenging and rewarding. Envestnet | Yodlee® and Fintech Futures have teamed up to discuss how PSD2 is revolutionizing the financial services industry in the UK and beyond, and how you can position your firm to comply with the regulations while taking advantage of the opportunities.