Trends in financial crimes: Traversing the cyber threat landscape

This CLE webinar will examine provisions that should be included in investment fund LLC or limited partnership agreements to facilitate future financing. The panel will discuss what commercial lenders require in connection with capital call and other credit facilities, and how to structure entities that take those concerns into account.

Exam preparation is vital to the success of your BSA/AML program. While regulatory exam(s) occur all too frequently, it’s never too late to learn how to be on top of exam preparation, especially when it comes to the 5 pillars of BSA/AML Compliance. Learn the difference between being risk-based versus risk-focused, and how to prepare as a result.

A majority of financial institutions across the country are striving to find ways to grow their commercial loan portfolio, in particular commercial real estate (CRE) and C&I. Finding competitive advantages, product differentiation, and effective loan pricing strategies are keys to successful sustained growth. We will explore different strategies that could be used to grow loans while maintaining acceptable profit margins.

Financial institutions routinely open accounts for consumers and businesses and the rules for providing account disclosures, account agreements, and signature cards are well established. However, the legal and compliance issues involved with closing accounts are often more complicated. Why? Because there are wide-ranging situations, including accountholder death, suspected fraud or money laundering, disputes between account owners, and requests to levy funds. This session will address two focal areas. First will be the challenges of closing or changing consumer accounts. Second will be specific complexities regarding various ownership categories of business accounts.